Qualifications
Series 63
Uniform Securities Agent State Law Examination
Jul 13, 2006
SIE
Securities Industry Essentials Examination
Oct 1, 2018
Series 7
General Securities Representative Examination
Feb 4, 2009
Series 6
Investment Company Products/Variable Contracts Representative Examination
Feb 16, 2005
Series 3
National Commodity Futures Examination
Oct 24, 1995
Series 24
General Securities Principal Examination
May 5, 2009
Series 26
Investment Company Products/Variable Contracts Representative Examination
May 16, 2005